Compliance Guide for Responsible Executives
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Warning: this guide is a compliance assistance tool. It does not constitute legal advice and does not replace
the laws, regulations and directives of the AMF, which prevail in the event of a discrepancy. It is the responsibility of each firm and each
representative to validate the application to their own situation.
the laws, regulations and directives of the AMF, which prevail in the event of a discrepancy. It is the responsibility of each firm and each
representative to validate the application to their own situation.
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